Broker Dealer Services, LLC
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9754269
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Broker Dealer Services, LLC
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2057 Ann Court
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Kewaskum, WI 53040-9299
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Phone: 414-588-9675
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Fax: 414-755-2037
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Web:
www.bdsos.com |
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Email:
victor@bdsos.com |
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Victor A. Shier
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Litigation Support and Expert Testimony for Securities and Insurance |
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Victor A. Shier has over 25 years of broker/dealer experience. Having served as the Chief Compliance Officer and the Financial and Operations Principal he has worked closely with the SEC, Finra, and State regulators.
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In 2004 he formed Broker Dealer Services, LLC a consulting firm that provides securities and insurance compliance solutions to firms throughout the Midwest. He is an Approved Examiner for the Indiana Secretary of State's Securities Division, an Industry Arbitrator for Finra and a Fee Arbitrator for the State Bar of Wisconsin.
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Visit
www.bdsos.com
for more information and email
victor@bdsos.com for a C.V.
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